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What investment services can you provide me?
We offer investment advisory services to retail investors, including financial planning, discretionary portfolio management and hourly consulting. We do not offer brokerage services and we do not sell products.
What fees will I pay?
Fees are charged as a fixed project fee, an annual percentage of assets under management, or an hourly rate. The applicable fee is confirmed in writing before any work begins. Because an asset-based fee rises as your portfolio grows, we have an incentive to encourage you to increase the assets in your account.
What are your legal obligations to me?
When we act as your investment adviser we must act in your best interest and not put our interest ahead of yours. At the same time, the way we make money creates some conflicts with your interests, which we describe in Form ADV Part 2A.
How do your financial professionals make money?
Our advisers are salaried, with bonuses tied to client retention and service quality rather than to sales volume, product selection or assets gathered.
Do you have legal or disciplinary history?
A free and simple search tool is available at the regulator's public disclosure site to research our firm and our financial professionals.
